Aegis Capital Corp.
NEW YORK, NY
Full-service broker-dealer
Investment bankingCapital marketsWealth management
The finance career edge
Get closer to the right Wall Street role.
Discover source-checked jobs, research registered firms, understand the licenses, and run your search from one private candidate profile.
Private by defaultPublic-record firm researchYou approve every introduction
Stories from the Street
Start with the question you have now.
Insider briefing
Build the evidence
Make your résumé sound like finance—not a list of duties.
Open the résumé guide
Breaking in
Which license comes first?
Moving up
Compare more than the payout.
Editorial career briefings—not testimonials or employer endorsements. Verify every live opportunity at its source.
3,237
Registered firms mapped
50
States to explore
1
Private candidate profile
Free
Core candidate access
Explore your way
One market. Eight useful ways in.
Do not begin with a blank search box unless you know exactly what you want. Start with a role, place, firm, résumé question, or decision—and make the next move smaller.
01
Search finance jobs
Filter source-checked briefs by role, skill, firm, and location.
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Explore jobs near you
Start with your location, then compare the work and firm model.
Explore03
Research firms
Separate public registration facts from current hiring activity.
Explore04
Compare career paths
See how banking, research, wealth, risk, and operations differ.
Explore05
Check your résumé
Run a private finance-specific readiness check before you apply.
Explore06
Read the field notes
Prepare for licensing, interviews, offers, and confidential moves.
Explore07
Estimate your earnings
Model salary, bonus, and commission ranges by role, state, and career stage.
Explore08
Create smarter alerts
Choose the roles, locations, events, and firm changes worth hearing about.
ExploreChoose your starting point
Start with where you are—not where finance says you should be.
A useful career platform should help you answer three questions quickly: where do I fit, what will it take, and is this move worth it? Pick the path closest to you and we will help make the next decision smaller.
Do I need a license?What can I earn?Will they sponsor me?Can I search privately?
The firm directory
Recognize the name. Understand the firm.
Explore real broker-dealer firms by location, business model, and career path. Shortlist the firms worth investigating; nothing is sent until you approve outreach.
3,237 indexed firms50 states to explore
Browse verified firm identities
Official logos · public-record profiles · hiring tracked separately
9 featured recordsView all 3,237 firms
Arete Wealth Management, LLC
CHICAGO, IL
Independent broker-dealer and wealth platform
Financial advisorOperationsCompliancePrivate markets
BofA Securities, Inc.
NEW YORK, NY
Global corporate and investment bank
Investment bankingGlobal marketsResearchRiskTechnology
Commonwealth Financial Network
WALTHAM, MA
Independent broker-dealer
Financial advisorResearchTechnologyHome-office roles
Insigneo Securities, LLC
MIAMI, FL
International wealth platform
Financial advisorInternational wealthOperations
Loop Capital Markets LLC
CHICAGO, IL
Investment bank and broker-dealer
Investment bankingPublic financeSales and trading
LPL Financial LLC
FORT MILL, SC
Independent advisor platform
Financial advisorTechnologyClient serviceRisk
Osaic Wealth, Inc.
SCOTTSDALE, AZ
Wealth-management network
Financial advisorSupervisionPractice managementCompliance
Raymond James Financial Services, Inc.
ST. PETERSBURG, FL
National broker-dealer
Financial advisorResearchTechnologyCorporate functions
Real firms, public records. Confirm registration details and disclosures through FINRA BrokerCheck.Open BrokerCheck
Company names and logos identify the listed firms only and do not imply affiliation or endorsement. Registration status and hiring status are separate; confirm both at the linked source before applying.
Early-career signal
Curiosity, judgment, and proof of learning can matter before a license does.
Students & new graduates
You do not need to have Wall Street figured out on day one.
Your first decision is not “Which title sounds most impressive?” It is “Which work helps me build durable skills?” Explore analyst, operations, client-service, compliance, research-support, and technology paths before narrowing your search.
Many entry paths do not require a Series 7. The SIE can signal intent, but role-specific registration and sponsorship depend on the job. We surface that distinction before you invest time in an application.
Many roles need no license
Qualification gaps made clear
Interview themes explained
How it works
One profile.
A smarter search.
Built around how finance candidates actually move: understand the market, choose deliberately, and keep control of every introduction.
Browse the market
Search 3,237 broker dealers by name, state, business model, or career path.
Build your firm list
Select as few or as many firms as you want. Nothing is sent while you are still deciding.
Create one profile
Add your contact information, licensing status, and résumé once instead of repeating every form.
Approve the outreach
An advisor reviews the brief with you and begins only the applications or introductions you explicitly approve.
The Insider desk
Less application work. More candidate control.
Use one private search brief across the process. Wall St Insider helps with the repetitive research and coordination while you keep the final decision at every gate.
Private search brief
Your move, organized.
ProfileReady
Target roles3 saved
Advisor researchIn review
IntroductionAwaiting your approval
No mass auto-apply. No hidden résumé distribution. No introduction without consent.
01
Set up once
Keep one current profile, résumé, licensing record, and search brief.
02
You choose
Shortlist the roles and firms worth a closer look. A save is never an application.
03
We prepare
An advisor can research fit, organize questions, and draft the next step.
04
You approve
Every application or introduction waits for your explicit go-ahead.
Create the reusable brief now; decide on outreach only when there is something worth pursuing.
Open workspaceAlready in the industry
Make your next move without making noise.
A serious search should not put your current role at risk. Build a masked profile, block your employer and related firms, and decide when your identity can be disclosed.
Compare the things that determine whether a move is actually better: platform model, support, technology, product access, compensation structure, transition expectations, and—where relevant—succession or ownership.
Platform modelEconomicsTechnologyProduct accessTransition supportOwnership path
You decide who can see you.
Block your current firm and affiliates. Keep identity masked until you approve an introduction.
Know before you apply
A job description should answer the questions you actually have.
Titles alone do not tell you whether an opportunity is worth pursuing. Wall St Insider is designed to make the work, economics, requirements, and tradeoffs visible before you enter a process.
What you will do
Day-to-day responsibilities, team context, and what success looks like after 90 days.
How you will be paid
Base salary plus the structure of bonus, commission, draw, or incentive compensation.
License and sponsorship
What is required on day one, what the firm may sponsor, and the expected exam timeline.
Work model and hours
Office expectations, travel, schedule realities, and when workload typically peaks.
Why you match
The evidence in your background that aligns—and the gaps worth addressing before an interview.
Source and freshness
Where the opportunity came from, when it was checked, and whether active review is confirmed.
Core candidate access is free.
Explore the market, build a shortlist, and create your candidate profile without a candidate subscription.
The Insider Journal
Read the room. Plan your move.
Getting started
Your first finance job should open your second door.
A practical way to compare the work, the manager, and the skills you will actually build—before choosing the name on the offer.
Read articleCompensation
The salary is only the beginning of the offer.
Base, target bonus, commissions, draws, and deferred pay: the questions that make two offers genuinely comparable.
Read articleInterview preparation
Show your judgment. Not just your job description.
Prepare four grounded stories that help an interviewer understand how you think, work, and learn.
Read articleFinance résumé readiness
Make the proof easier to see.
Create your private profile, add your résumé once, and prepare it for a finance-specific review focused on role fit, transaction evidence, licensing, and recruiter-readable structure.
Target role is clear
Bullets show evidence
Credentials are exact
Sensitive details stay protected
Your résumé is not shared with a firm until you approve the specific shortlist and consent.
Your job-search toolkit
Better preparation for every conversation.
Use practical guidance to tell a stronger story, close real qualification gaps, and judge an opportunity on more than brand name.
01
Résumé positioning
Turn responsibilities into evidence: transactions, assets, clients, controls, systems, and measurable outcomes.
Open guide02
Licensing roadmap
Separate must-have registrations from nice-to-have signals, then understand where sponsorship enters the process.
Open guide03
Interview preparation
Build concise deal, market, client, risk, and behavioral stories for the role you actually want.
Open guide04
Offer comparison
Compare cash, upside, platform support, mobility, ownership, restrictions, and what the role sets up next.
Open guideFinance career guide
More paths than the trading floor.
Broker-dealers buy and sell securities for customers, for their own accounts, or both. They range from specialized boutiques to global institutions, creating careers across markets, advisory, supervision, and the functions that keep firms operating.
Registered representatives may work directly with clients. Investment bankers advise on financings and transactions. Compliance and supervisory teams help firms meet regulatory obligations. Operations, technology, risk, research, marketing, finance, and client service are equally essential.
Many support roles do not require a securities license. Jobs involving regulated activities may require specific examinations, registrations, and firm sponsorship.
Securities exam guides
Know what each credential signals.
Every exam serves a different job. Compare who can take it, what it costs, and what happens after you pass.
Start here
SIE
Securities Industry Essentials
Explore exam
Broad brokerage
Series 7
General Securities Representative
Explore exam
State brokerage law
Series 63
Uniform Securities Agent State Law
Explore exam
Investment advice
Series 65
Uniform Investment Adviser Law
Explore exam
Showing 4 of 32
Passing an exam is not the same as being licensed or registered. Your job duties, firm, filings, and state rules determine the complete path.
Official FINRA informationQuestions, answered
Know before you apply.
Straight answers about jobs, firms, licensing, compensation, résumés, senior moves, privacy, and advisor-led outreach.
Your résumé stays under your control.
Additional firm matching is always a separate opt-in, and each introduction still needs approval.
Your next move starts here
One profile. The right doors.
Your next chapter starts here
The right role.
A little closer.
Sign up for finance job alerts built around your interests and where you want to work. Keep matching opportunities together in your private workspace.
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Make room for what’s next.
Your skills. Your ambitions. Your next move.
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