Aegis Capital Corp.
NEW YORK, NY
Full-service broker-dealerCRD #1500753 jurisdictions
A New York-based broker-dealer with investment-banking, capital-markets, and wealth-management activities.
Investment bankingCapital marketsWealth management
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9 firms match your search
Every profile links to BrokerCheck and the firm’s official site.
Arete Wealth Management, LLC
CHICAGO, IL
Independent broker-dealer and wealth platformCRD #4485653 jurisdictions
An independent wealth-management platform supporting financial professionals, brokerage and advisory relationships, and alternative-investment capabilities.
Financial advisorOperationsCompliance
BofA Securities, Inc.
NEW YORK, NY
Global corporate and investment bankCRD #28394253 jurisdictions
Bank of America's securities businesses support institutional clients across investment banking, markets, research, and related functions. Candidates should confirm the exact employing legal entity for each role.
Investment bankingGlobal marketsResearch
Commonwealth Financial Network
WALTHAM, MA
Independent broker-dealerCRD #803253 jurisdictions
An independent broker-dealer and registered investment adviser platform serving affiliated financial advisors and their clients.
Financial advisorResearchTechnology
Insigneo Securities, LLC
MIAMI, FL
International wealth platformCRD #2924953 jurisdictions
A Miami-based wealth-management platform serving independent investment professionals and international client relationships.
Financial advisorInternational wealthOperations
Loop Capital Markets LLC
CHICAGO, IL
Investment bank and broker-dealerCRD #4309851 jurisdictions
An investment-banking and brokerage firm active across capital markets, public finance, and institutional services.
Investment bankingPublic financeSales and trading
LPL Financial LLC
FORT MILL, SC
Independent advisor platformCRD #641353 jurisdictions
A national independent broker-dealer and advisor platform supporting financial professionals across multiple affiliation models and home-office functions.
Financial advisorTechnologyClient service
Osaic Wealth, Inc.
SCOTTSDALE, AZ
Wealth-management networkCRD #2313153 jurisdictions
A wealth-management network supporting independent financial professionals with advisory, brokerage, practice-management, and home-office resources.
Financial advisorSupervisionPractice management
Raymond James Financial Services, Inc.
ST. PETERSBURG, FL
National broker-dealerCRD #669453 jurisdictions
A national financial-services firm supporting advisor, institutional, research, technology, and home-office career paths.
Financial advisorResearchTechnology
Showing 9 of 9 matching firms
Independent directory standard: company names and logos are used only to identify firms and do not imply affiliation or endorsement. Verify the legal entity, registration, disclosures, address, and each opening at the linked authoritative source.
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