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Independent broker-dealer and wealth platform

Arete Wealth Management, LLC

CHICAGO, ILCRD #44856Source checked September 12, 20260 active jobs on Wall St Insider

Firm overview

An independent wealth-management platform supporting financial professionals, brokerage and advisory relationships, and alternative-investment capabilities.

Financial advisorOperationsCompliancePrivate markets

State registration footprint

Where this legal entity is registered.

53 states & territories

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Public BrokerCheck report checked September 12, 2026.

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Reported business activities

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BrokerCheck reports 12 business types for this firm. The selected activities below help you frame role research; they do not prove a team is hiring.

OTC corporate equities
Corporate debt
Corporate underwriting
Mutual funds
Government securities
Municipal securities
Options
Private placements
Direct participation programs

Questions worth asking

01

Which affiliation models are available?

02

How are client ownership and transition support handled?

03

Which licenses are required for the specific role?

Current opportunities

0 active openings

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0 employer-posted · 0 independently sourced. Counts cover active listings on Wall St Insider.

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