Independent advisor platform

LPL Financial LLC

FORT MILL, SCCRD #6413Source checked September 12, 20260 active jobs on Wall St Insider

Firm overview

A national independent broker-dealer and advisor platform supporting financial professionals across multiple affiliation models and home-office functions.

Financial advisorTechnologyClient serviceRisk

State registration footprint

Where this legal entity is registered.

53 states & territories

Use these jurisdictions to build a legally relevant firm shortlist. This is registration coverage—not proof of a local office, job opening, or current hiring.

AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VA VI WA WV WI WY

Public BrokerCheck report checked September 12, 2026.

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Reported business activities

Translate the registration into career paths.

BrokerCheck reports 17 business types for this firm. The selected activities below help you frame role research; they do not prove a team is hiring.

Retail brokerage

Mutual funds

Municipal securities

Government securities

Options

Variable contracts

Private placements

Investment advisory referrals

Questions worth asking

Is this a home-office role or an advisor affiliation opportunity?

What platform and transition support comes with the role?

How are compensation and client ownership structured?

Current opportunities

0 active openings

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0 employer-posted · 0 independently sourced. Counts cover active listings on Wall St Insider.

Registration snapshot

FINRA status: Active as of September 12, 2026
SEC number: 8-17668
Reported branches: 33352
Business phone: 704-733-3300
Disclosures reported: Yes — review details in BrokerCheck

Registration does not establish a local office or an open position. Review the current BrokerCheck record for context and updates.

Registered address

1055 LPL WAY, FORT MILL, SC, 29715, UNITED STATES

Business model

Independent advisor platform

Registration coverage

53 U.S. states and territories listed in the public BrokerCheck report checked September 12, 2026.

Data freshness

Public-record source checked September 12, 2026.

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